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This "Legal Disclaimers" page contains three (3) sections. Any person accessing or viewing information or content on this website, is advised to read this legal disclaimers page (and all footnotes) in its entirety. Any person accessing or viewing information or content on this website, is advised to use caution and seek the advice of qualified professionals. The information and content on this website is for educational and informational purposes only. 

 

This website displays information and content using multiple visual design features. Website design features can render, misconstrue and display website information and content in a manner that may result in unintended or inaccurate viewer interpretation of the information and content.

 

This legal disclaimers page contains three sections that may or may not contain information and content that is already addressed in a previous section. The first section is the general legal disclaimer. The second section is a "Design disclaimer" extension that addresses website information and content that is displayed with bullet points and possibly other visual design features. The third section is the "Content disclaimer" extension and addresses all website information and content, as it relates to context, additional details and clarification. The radial buttons below, when clicked, will bring that specific content into focus. HOWEVER, the "Legal Disclaimers" page should be read in its entirety.

C&C CAPITAL FUNDING LLC, OUR PARTNERS AND ANY CONNECTED AFFILIATIONS ARE NOT REGISTERED, LICENSED, OR SUPERVISED AS A BROKER DEALER OR INVESTMENT ADVISER BY THE SECURITIES AND EXCHANGE COMMISSION (SEC), THE FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA), OR ANY OTHER FINANCIAL REGULATORY AUTHORITY OR LICENSED TO PROVIDE ANY FINANCIAL ADVICE OR SERVICES. THE INFORMATION ON OUR WEBSITE DOES NOT CONSTITUTE INVESTMENT, LEGAL OR TAX ADVICE. NO INVESTMENT ADVICE IS BEING GIVEN AND NO INVESTMENT IS BEING SOLICITED.

 

THE INFORMATION CONTAINED HEREIN NEITHER CONSTITUTES AN OFFER FOR NOR A SOLICITATION OF INTEREST IN ANY SECURITIES TRANSACTION. YOU ACKNOWLEDGE THAT THE CONTENT OF THIS WEBSITE IS FOR GENERAL, INFORMATIONAL PURPOSES ONLY AND IS NOT INTENDED TO CONSTITUTE AN OFFER TO SELL OR BUY ANY SECURITIES OR PROMISE TO UNDERTAKE OR SOLICIT BUSINESS, AND MAY NOT BE RELIED UPON IN CONNECTION WITH ANY OFFER OR SALE OF SECURITIES.

 

C&C CAPITAL FUNDING AND OUR WEBSITE USE OF THE WORDS, "PARTNERS", "AFFILIATED","NON-AFFILIATED PARTNERS" AND SIMILAR VARIATIONS, SHOULD NOT IMPLY THAT THE ENTITIES REFERRED TO HAVE A WORKING RELATIONSHIP WITH THE COMPANY OR ANY OF ITS OWNERS OR EMPLOYEES. FURTHERMORE, WE DO NOT WARRANT THE INFORMATION OR SERVICES PROVIDED BY ANY SUCH ENTITY, PARTNERS OR PERSONS REFERENCED AND WE WILL NOT BE RESPONSIBLE FOR ANY LOSS OR DAMAGE THAT COULD RESULT FROM YOUR INTERACTIONS WITH OR RELIANCE UPON THEM, THEIR INFORMATION OR SERVICES.

 

Any references on the website to past results should be read with the knowledge that past results are not indicative of future results. Any discussion of prior or past results cannot and should not be used as an indication of any future success or results. All information discussed on this website is for educational and informational purposes only. You are advised to use caution and seek the advice of qualified professionals. Users of our website are advised to do their own due diligence and all information and services discussed should be independently verified by your own qualified professionals.  There are numerous risks associated with the information on this website and the information included is not suitable for everyone. Making decisions based on any information presented in on this website should be done only with the assistance of appropriate qualified professionals.

 

We do not undertake any responsibility for the information which is accessible through our websites.  Such information does not constitute a part of our website and we do not endorse any such information. We do not review or monitor any websites linked from or to this website and are not responsible for the content of any such websites. Accordingly, we cannot be held responsible for the information, materials, products or services obtained on or from such other websites, nor will we be liable in any respect whatsoever for any damages arising from your access to such websites. Any links from or to other websites are provided merely for the convenience of the users of the website and the inclusion of these links does not imply an endorsement, representation or warranty by us with respect to any such linked websites or the content, products or services contained or accessible through such websites or their operators. WE DISCLAIM RESPONSIBILITY FOR THE PRIVACY POLICIES AND CUSTOMER INFORMATION PRACTICES OF THIRD-PARTY INTERNET WEBSITES HYPERLINKED FROM THE WEBSITE. Your choice to follow links from or to such websites is at your sole risk. If you link other websites to this website, you may not imply or suggest that we have endorsed or are affiliated with such websites, and you may not display this website as “framed” within another website. We reserve the right to terminate any link or linking program at any time.

 

There may be delays, omissions or inaccuracies in information obtained through your use of this website. The information on the website is provided to you with the understanding that our provision of this information to you does not constitute the rendering of investment, consulting, legal, accounting, tax, career or other advice or services. Information on this website should not be relied upon for making business, investment or other decisions or used as a substitute for consultation with professional advisors. The information and services on this website are provided on an “AS IS,” “WHERE IS” and “WHERE AVAILABLE” basis.  We do not warrant the information or services provided herein or your use of this website generally, either expressly or impliedly, for any particular purpose and expressly disclaim any implied warranties, including but not limited to, warranties of title, non-infringement, merchantability or fitness for a particular purpose.  We will not be responsible for any loss or damage that could result from interception by third parties of any information or services made available to you via this website. Your use of this website and use or reliance upon any of the materials on it is solely at your own risk.  Neither us nor any other party involved in creating, producing or delivering this website shall be liable for any direct, indirect, incidental, consequential, special, exemplary or punitive damages arising out of your access, use or inability to access or use this website, or any errors or omissions contained in this website.

 

Any potential investment by C & C Capital Funding's partners will be at C & C Capital Funding's partner's sole and absolute discretion, without any assumed knowledge, approval or liability by C & C Capital Funding. There are no investment opportunities presented by or on behalf of C & C Capital Funding or any partner on this website. No money or other consideration for the purchase of securities should be sent to C & C Capital Funding or any entity referenced on this website, and any monies sent to C & C Capital Funding or aforementioned partners will be returned. There are no offers presented by or on behalf of C & C Capital Funding or any partner on this website. No offer to buy any securities under Regulation A+  is being solicited and if sent in response will not be accepted. No offer to buy any securities under Regulation A+ can be accepted, and no part of the purchase price for any Regulation A+ offer can be received, until an offering statement for such specific offering has been qualified by the SEC. Any such offer may be withdrawn or revoked by a C & C Capital Funding partner, without knowledge, approval or liability by C & C Capital Funding and without obligation or commitment of any kind, at any time. Parties involved in a Regulation A+ offering may not accept any money or other consideration to buy a security, until an offering statement for such specific offering has been qualified by the SEC. Notice of acceptance is given after the date of qualification. Furthermore, any such offer may be withdrawn or revoked, without any obligation or commitment of any kind, at any time before notice of acceptance given after the date of qualification. Any potential investment by C & C Capital Funding's partners into any Regulation A offering will be at C & C Capital Funding's partner's sole and absolute discretion, without any assumed knowledge, approval or liability by C & C Capital Funding.

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Certain content and information designed to standout via bullet points, or other features of website design, may direct or draw special attention to such content and information. This website, while strictly for informational purposes only, may utilize various techniques of website design. Certain techniques of design may display content and information that is illustrated using design features that could render or display the material in a manner which could result in inaccurate viewer interpretation. However; C & C Capital Funding has attempted to provide accuracy and transparency (on a "best efforts" basis), and to accurately convey any content and information we present. This includes but is not limited to, content and information that may have been generated or acquired by C & C Capital Funding or any other source, including sources that we have referred to as "partners", "affiliated","non-affiliated partners" and similar variations or definitions, insinuations or suggestions that convey a relationship between C & C Capital Funding and a third-party.

Additional clarification to content and information currently displayed on this website includes, but should not be interpreted as professionally or financially accurate, information displayed below. Any and all content, information or concepts derived from this website or C & C Capital Funding, should be reviewed by appropriately qualified professionals.

 

Some Information and content that may be highlighted with bullet points, may also appear on this website multiple times, in multiple variations, locations, context and using multiple website design techniques.

  • Access to non-toxic capital such as a shelf offering and an S-3 registration statement

  • Ability for shareholders to easily deposit, clear, and sell shares

  • Use of stock as currency to conclude acquisitions

  • Maintaining a stable market capitalization   

The content and information directly above, highlight examples of exchange-listed issuer (NASDAQ, NYSE) benefits or advantages that OTC companies can now aspire to achieve. Advantages that were "out of reach" to small companies. The information is not stating or suggesting that C & C Capital Funding or any of the company's partners are responsible or capable  of providing the advantages shown.   

Publicly traded microcap issuers often struggle with a lack of assets, limited cash flow and inability to service debt. This combination makes difficult, if not impossible, for OTC companies to successfully underwrite capital offerings. However, there are two separate and distinct securities regulations--both of which are recently clarified exemptions to full securities registration, that may now provide a path for OTC companies to achieve some of the advantages that Exchange-listed issuers have enjoyed. Even though many OTC companies are held back by corporate debt and lack of capital, it is possible to achieve similar success on OTC Markets.

 

In 2015 the Securities and Exchange Commission (SEC) revised its rules regarding small companies and access to capital. These changes are referred to by the SEC as Tier 1 and Tier 2 “Regulation A” (Reg A) offerings.

 

December 2018, the SEC adopted additional rules enabling fully reporting companies to raise capital using the Reg A exemption.

The SEC-reviewed, Tier-2 Regulation A+, exemption to registration offers distinct advantages:

  • Capitalize your company for up to $75 million 

  • You manage the dilution

  • Raise capital on an ongoing basis

  • Advertise in all 50 states, and globally

  • Create an ongoing market for your security

  • Pause or end an offering at any time

  • Execute a more diverse capital raise

  • Not limited to accredited or institutional investors

The content and information directly above, highlight examples of benefits or advantages that may be available to OTC companies domiciled in the U.S. or Canada that are publicly traded and fully-reporting (or Internationally reporting in Canada), that are eligible, deemed "Qualified", and satisfy all requirements of the most recent Tier-2 Regulation A+(1), Securities and Exchange Commission (SEC) guidelines. The content and information is not stating, claiming or suggesting that C & C Capital Funding or the company's partners are responsible or capable of providing the successful fulfillment of the information or content referenced by the bullet points above.

In 2015 the Securities and Exchange Commission (SEC) revised its rules regarding small companies and access to capital. These changes are referred to by the SEC as Tier 1 and Tier 2 “Regulation A” (Reg A) offerings.

 

December 2018, the SEC adopted additional rules enabling fully reporting companies to raise capital using the Reg A exemption.

 

 

The SEC-reviewed, Tier-2, exemption to registration offers distinct advantages:

Capitalize your company for up to $75 million

Companies domiciled in the U.S. or Canada, that are fully-reporting (or Internationally reporting in Canada), eligible, deemed SEC "Qualified" and satisfy all requirements of the most recent Reg A+(1) (Tier-2) SEC guidelines, may be able to utilize the exemption to raise capital of up to $75,000,000. 

Manage the dilution with fixed and flexible pricing

Reg A+ offerings allow issuers to raise capital at a fixed price determined by you. However, Regulation A+ also enables you to control dilution-you may occasionally adjust the offer price as your market cap and share price changes, using amendments and supplements to the original offering as required by applicable SEC rules.(2)

Raise capital on an ongoing basis by opting for a continuous offering

When filing a Form 1-A offering statement with the SEC, you can opt for a ‘continuous offering,’ to raise capital on an ongoing basis for up to two years (subject to SEC time constraint requirements). If your current liquidity is too low to attract large investments, the ‘continuous offering’ option enables smaller, more frequent investments over a 2-year period.

 

Advertise in all 50 states and globally, while fully-utilizing "Testing the Waters" (TTW) when eligible, may create an ongoing market for your security

TTW allows you to advertise the offering in all 50 states, and globally, prior to and during the entire offering period. So, you can effectively market your Reg A+ offering to attract investors—even before you are declared ‘Qualified’ by the SEC. A secondary and immediate result of ongoing marketing communications can be ‘open market buying,’ which may create an ongoing market for your security.(3)

Pause or end an offering at any time, in addition to fully-utilizing syndication services to possibly execute a more diverse capital raise

Seven states currently require the use of a broker dealer for Reg A+ offerings (TX, FL, AZ, WA, ND, NJ, NV). In addition to FINRA registration and Blue Sky compliance for your Reg A+ offering in these states, a broker dealer can also offer syndication services so that institutional investors can co-invest— possibly resulting in a more diverse capital raise for your company. You have full and complete control over the Reg A+ offering process: You can pause or end the offering at any time. You decide who invests and how much they invest. Or, you can stop any investor at any time.

A Reg A+ offering is not limited to accredited or institutional investors—non-accredited investors can invest as well(4)

When the offering is declared ‘qualified’ by the SEC, all non-affiliate shares are deemed free trading and are more readily accepted for deposit at clearing firms.

 

(1) Tier-2 Reg A+ is available to OTC Markets, NASDAQ, NYSE fully-reporting companies in good standing.

(2) Reg A+ offering prices cannot be “at the market.” See SEC Rule 251(d)(3)(ii).

(3) T2 notice filings are required in: AL, AZ, FL, ND, NJ, TX, and WA. Contact your SEC attorney for specifics.

(4) Reg A+ investments from non-accredited investors are limited to 10% of their income or net worth, whichever is greater.

    

 

 

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